Article 14. A joint-stock company as may be prescribed by a Prime Minister's Office Ordinance shall submit to the Committee a report on the domicile and name or trade name of its stockholders registered on its stockholder's list as of the date as may be prescribed by a Prime Minister's Office Ordinance (hereinafter referred to as the "designated date" ) holding 5,000 shares or more (excepting non-voting stocks;hereinafter the same) and the types and numbers of such shares held thereby, within 30 days after the designated date.
In case any change be made to the reported matter of the said stockholders regarding whom report has been made in accordance with the provisions of the preceding paragraph, the joint-stock company concerned shall, as may be prescribed by a Prime Minister's Office Ordinance, submit to the Committee an additional report on the change so made;provided that the above shall not apply to such cases where its report has been made to the Committee on the fact that the number of shares held by the stockholder concerned became less than 5,000.
In case any stockholder other than those, regarding whom report has been made in accordance with the provisions of paragraph 1 (excepting, however, the stockholder regarding whom report on the change in the reported matter is no more required to be made to the Committee under the provisions of the proviso to the preceding paragraph), came to hold 5,000 shares or more, the joint-stock company prescribed by paragraph 1 shall report to the Committee on the matter prescribed by paragraph 1 as to the stockholder concerned in the report to be submitted under the preceding paragraph.
The provisions of paragraph 2 shall apply mutatis mutandis to such cases where change in the reported matter in made on the stockholder regarding whom the report has been made in accordance with the provisions of the preceding paragraph.
In case the stockholders, regarding whom the report has been made in accordance with the provisions of paragraph 1 or paragraph 3, entrusted his voting right on shares held thereby, the joint-stock company concerned shall, as may, be prescribed by a Prime Minister's Office Ordinance, submit to the Committee a report on the matter stating such entrustment of his voting right, within two-weeks after its stockholder's general meeting.
The join-stock company prescribed by paragraph 1 shall, as may be prescribed by a Prime Minister's Office Ordinance, submit to the Committee a report on the condition of distribution of its shares as of the date of its stockholder's general meeting, within two weeks after such date.
The provisions of the preceding six paragraphs shall apply mutatis mutandis to such juristic persons other than joint-stock companies as may be prescribed by a Prime Minister's Office Ordinance.
In case a joint-stock company or other juristic person as prescribed by paragraph 1 or preceding paragraph (hereinafter referred to as the designated juristic person) has been dissolved or ceased to be a designated juristic person, said fact shall be reported without delay to the Committee, as may be provided for by a separate Cabinet Order.
Article 14-(2). In order to carry out necessary investigations regarding reported matter prescribed by the preceding Article, the Committee may have its staff personnel request the attendance of, or give inquiries to, executive officers or employees of a designated juristic person, or have a designated juristic person present its books and/or other necessary articles.
3. Any person who, under the provisions of Article 14-(2), failed to make attendance or to respond to inquiries, or made false statement in response, or failed to present necessary articles, or presented books containing false statement and/or other false or untrue articles.
附 則
Supplementary Provisions:
１ この法律は、公布の日から施行する。
1. The present Law shall come into force as from the day of its promulgation.
2. Of reports that have been submitted in accordance with the provisions of Article 14 of the Law concerning Adjustment and Coordination of Disposal of Securities and Others as of before amendment by a designated juristic person prescribed by the same Article, who is a designated juristic person as after amendment, such that are related to stockholders or partnership shareholders regarding whom report is required in accordance with the provisions of paragraph 1 of Article 14 of the said Law as after amendment (including paragraph 7 of the same Article wherein said provisions are applied mutatis mutandis) shall be regarded as have been made under the Law as amended.